The Road Ahead: Short Sale Regulation for Today's Markets blog
Speech by SEC Staff:
The Road Ahead: Short Sale Regulation for Today’s Markets
by
James A. Brigagliano
Co-Acting Director, Division of Trading and Markets
U.S. Securities and Exchange Commission
STA’s 13th Annual Washington Conference, Regulatory Reset in 2009
Washington, D.C.
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Statement at Open Meeting to Propose Amendments Regarding Facilitating Shareholder Director Nominations blog
Speech by SEC Commissioner:
Statement at Open Meeting to Propose Amendments Regarding Facilitating Shareholder Director Nominations
by
Commissioner Kathleen L. Casey
U.S. Securities and Exchange Commission
Washington, D.C.
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Opening Remarks at the SEC Open Meeting blog
Speech by SEC Staff:
Opening Remarks at the SEC Open Meeting
by
Lillian Brown
Senior Special Counsel, Division of Corporation Finance
U.S. Securities and Exchange Commission
Washington, D.C.
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Statement at SEC Open Meeting on Facilitating Shareholder Director Nominations blog
Speech by SEC Commissioner:
Statement at SEC Open Meeting on Facilitating Shareholder Director Nominations
by
Commissioner Luis A. Aguilar
U.S. Securities and Exchange Commission
Washington, D.C.
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Statement at Open Meeting to Propose Amendments Regarding Facilitating Shareholder Director Nominations blog
Speech by SEC Commissioner:
Statement at Open Meeting to Propose Amendments Regarding Facilitating Shareholder Director Nominations
by
Commissioner Troy A. Paredes
U.S. Securities and Exchange Commission
Washington, D.C.
May 20, 2009
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Thank you, Chairman Schapiro.
Statement at SEC Open Meeting on Facilitating Shareholder Director Nominations blog
Speech by SEC Commissioner:
Statement at SEC Open Meeting on Facilitating Shareholder Director Nominations
by
Commissioner Elisse B. Walter
U.S. Securities and Exchange Commission
Washington, D.C.
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Statement at SEC Open Meeting blog
Speech by SEC Chairman:
Statement at SEC Open Meeting on Facilitating Shareholder Director Nominations
by
Chairman Mary L. Schapiro
U.S. Securities and Exchange Commission
Washington, D.C.
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Statement at SEC Open Meeting blog
Speech by SEC Commissioner:
Statement at SEC Open Meeting
by
Commissioner Kathleen L. Casey
U.S. Securities and Exchange Commission
Washington, D.C.
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Remarks at SEC Open Meeting blog
Speech by SEC Commissioner:
Remarks at SEC Open Meeting
by
Commissioner Troy A. Paredes
U.S. Securities and Exchange Commission
Washington, D.C.
May 14, 2009
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Thank you, Chairman Schapiro.
Statement at SEC Open Meeting blog
Speech by SEC Chairman:
Statement at SEC Open Meeting
by
Chairman Mary L. Schapiro
U.S. Securities and Exchange Commission
Washington, D.C.
May 14, 2009
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Good Morning. This is an open meeting of the U.S. Securities and Exchange Commission on May 14, 2009. Today, we are considering a recommendation from the Division of Investment Management that the Commission propose rules to strengthen the custody controls that apply to investment advisers.
