Tokyo Stock Exchange (TSE) Principles of Corporate Governance for Listed Companies (Rev. Edition 2009) resource Guides OCEG Reviewed
The Principles of Corporate Governance for Listed Companies were formulated at the TSE in March of 2004 based on suggestions made by the Listed Company Corporate Governance Committee.
Tokyo Stock Exchange (TSE) Listed Companies White Paper on Corporate Governance 2011 resource White Papers OCEG Reviewed
TSE conducted a comprehensive analysis of the current corporate governance situation of TSE listed companies and issued the "TSE Listed Companies White Paper on Corporate Governance 2011."
NYSE Listed Company Manual Section 303A Corporate Governance Standards Frequently Asked Questions (Rev. January 2010) resource Standards and Guidelines OCEG Reviewed
A company must be in compliance with all of the requirements of Section 303A as of the date the company’s securities first trade (trading may be regular way or when issued) on the NYSE (the “listing date”) unless a transition period is provided.
NASDAQ OMX Group, Inc. Corporate Governance Guidelines (April 2010) resource Examples OCEG Reviewed
The Board of Directors of The NASDAQ OMX Group, Inc. (the "Company") sets high standards for the Company's employees, officers and directors. Implicit in this philosophy is the importance of sound corporate governance. It is the duty of the Board of Directors to serve as a prudent fiduciary for shareholders and to oversee the management of the Company's business.
Eastern Caribbean Stock Exchange (ECSE) resource Organizations & Associations OCEG Reviewed
The ECSE is a regional securities market established by the Eastern Caribbean Central Bank and licensed under the Securities Act of 2001- a uniform regional body of legislation governing securities market activities.
Germany, DAX 30 (Deutscher Aktien IndeX), English site resource OCEG Reviewed
The DAX 30 is a German stock market index of the thirty main companies trading on the Frankfort Stock Exchange.
German Corporate Governance Code, Declarations of Conformity resource Private Lists / Directories OCEG Reviewed
An index of links hosted by the Commission of the German Corporate Governance Code for the listed companies on the German stock exchange (DAX 30/MDAX) that declare compliance with the Code as set out by the German Stock Corporation Act, Art. 161.
SEC Proposes Consolidated Audit Trail (July 2010) resource Articles
The Harvard Law School Forum on Corporate Governance and Financial Regulation, July 4, 2010. Annette L. Nazareth.
SEC: Consolidated Audit Trail, Proposed Rule (June 2010) resource National Regulations OCEG Reviewed
75 Federal Register 32556 (June 8, 2010); 17 CFR Part 242
