Articles | by OCEG the Open Compliance and Ethics Group

Anti-Corruption & Fraud, GRC Capability and Processes

Fraud Prevention: An Investment No One Can Afford to Forego (2006)

Anti-Corruption & Fraud

DOJ, Corporate Fraud Issues II (2003)

DOJ, Corporate Fraud Issues (2003)

Foreign Corrupt Practices Act Revisited: Attempting to Regulate "Ethical Bribes" in Global Business

FCPA Awareness and Adherence (2005)

Measuring Corruption: Myths and Realities (World Bank, June 2007)

Promoting Global Corporate Transparency (eJournalUSA, Dec. 2006)

Battling Fraud & Corruption in China Business (2007)

Foreign Corrupt Practices Act: Compliance Issues for Corporate Donors, The (2006)

OCEG Foundation Views, Tools & Techniques: The PROCESS Component - A (Hypothetical) FCPA Case Study

EthicsWorld

OAS Anti-Corruption Newsletter

Niger establishes anti-corruption agency (2011)

Anti-Corruption & Fraud, Risk Assessment

Insider Risk Management Guide (2006)

Anti-Corruption & Fraud, Fraud & Corruption

UK Bribery Act of 2010 (May 29, 2010)

United Kingdom: The UK Bribery Act 2010 - What You Need To Know (April 2010)

Anti-Corruption & Fraud, GRC Planning and Organization, Supply Chain Management (SCM), Investigations

Nuts and Bolts: Building Your Third-Party FCPA Due Diligence Program (2010)

Compensation

Federal Minimum Wage Hike Impacts Few States, CCH Says (2007)

Change Comes to the National Compensation Survey Locality Wage Bulletins (2007, BLS)

2007 Review of Payroll Systems: Keeping Ownership of the Client Payroll Relationship (2007)

Is that Time Compensable? (2007)

Wage, Overtime Exemptions Applicable to Computer-Related Occupations (2007)

Compensation, Executive Compensation

Separation Pay Arrangements Under Section 409A (July 2010)

Compensation, Employee Benefits

FASB Proposes Disclosures About an Employer’s Participation in Multiemployer Plans (Deloitte, September 2010)

Finance & Accounting, Governance, Executive Compensation

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Objectives Of The Dodd-Frank Act (November 2010)

Finance & Accounting

FDIC, U.S. Banking Agencies Express Support for Basel Agreement (September 2010)

FASB, In Focus - Accounting Standards Update No. 2011-04: Fair Value Measurement (Topic 820): Amendments to Achieve Common Fair Value Measurement and Disclosure Requirements in U.S. GAAP and IFRSs (May 2011)

Finance & Accounting, Audit & Evaluation

SEC Proposes Ways to Strengthen Audits and Reporting of Broker-Dealers to Protect Customer Assets (June 2011)

GRC Capability and Processes

Case for Compliance, The: An article from the American Bar Association (ABA, 2003)

Proposed Amendments to U.S. Sentencing Guidelines Portend Significant Changes to Corporate Compliance Programs (July 2004)

Seven Habits Of Highly Effective Compliance Programs, Executive Summary (July 12, 2005)

CFO.com, McNulty Revises Thompson Memo (2006)

Sarbanes-Oxley's Effects on Small Firms: What is the Evidence? (June 2007)

Compliance Assessments: A First Step Toward Ensuring an Effective Compliance Program (2005)

Sarbanes-Oxley and ISO 9000 (2005)

Corporate Ethics and Sarbanes-Oxley (2003)

How to Survive (and Win) with Sarbanes-Oxley (2008)

GRC Capability and Processes, GRC Planning and Organization, Risk Assessment

Articles Page, The Committee of Sponsoring Organizations (COSO)

GRC Capability and Processes, Whistleblowing and Retaliation

Compliance Programs, Codes of Conduct, Whistleblowers and Hotlines (2004)

GRC Planning and Organization

Top Ten Compliance Challenges for the Health Care Industry (2005)

Governance, Risk and Compliance Strategy Still a Priority (2008)

Six Steps to Better IT GRC (Treasury & Risk Magazine, June 2010)

A Closer Look: The Dodd-Frank Wall Street Reform and Consumer Protection Act (PwC)

GRC Planning and Organization, Supply Chain Management (SCM)

CSR And Sustainability: Local Impacts Of Global Supply Chains (2007)

GRC Planning and Organization, Governance

A Model of Maturity: The OCEG Corporate Governance Maturity Model (2007)

PwC Insight: Corporate Governance

GRC Planning and Organization, Governance, Ethical Culture

Compliance v. Culture: Employees Judge Ethical Conduct in the Workplace (2007)

GRC Planning and Organization, Information Security, Record Retention & Data Management

Compliance vs. Security: Which Should Lead Corporate Governance? (August 2010)

GRC Planning and Organization, Supply Chain Management (SCM), Operations

Which is Better: Outsourcing or Shared Services? (Deloitte, 2010)

Information Privacy

Privacy Rights of Employees Using Workplace Computers in California (2000)

BLS, Workplace e-mail and Internet use: employees and employers beware (2003)

FEDEE: Guidance note on European HR trends

US/EU Safe Harbor Agreement: What It Is and What It Says About the Future of Cross Border Data Protection (2003)

Sample e-Mail Policy (2007)

Information Privacy, Privacy Laws & Regulation

Coming to America: The EU Privacy Directive (June 14, 2007)

After the deadline: a status review of the implementation of the new European cookies rules (2011)

Anti-Money Laundering

Analysis of Anti-Money Laundering Provisions of USA PATRIOT Act of 2001 (2001)

Money Laundering Law - 20 Basic Facets (2007)

Evaluating Your AML Program: What are regulators looking for? (Deloitte, 2006)

AML System Effectiveness: General Regulatory Expectations (Deloitte, 2007)

Methodology for Assessing Compliance with Anti-Money Laundering and Combating the Financing of Terrorism Standards, the (IMF, 2005)

DOJ, U.S. Attorneys' Bulletin - Money Laundering (2007)

A targeted stand by the UK Anti Money Laundering Regime (AML) (2006)

Contingent Workforce

Are Your Independent Contractors Really Employees? Under Some Laws They Will Be Treated As Such (2003)

Negotiating the Hidden Hazards of Hiring Contingent Workers - FindLaw Article (1999)

BLS, What is an employee? The answer depends on the Federal law. (2002)

How to Manage Independent Contractors (2008)

Outsourcing at Will: Unjust Dismissal Doctrine and the Growth of Temporary Help Employment (2000)

Information Security, Risk Assessment

Five Steps to Building Information Risk Management Frameworks (August 2007)

Managing risk in the information age (2007)

Information Security

Creating a Computer Security Incident Response Team: A Process for Getting Started (2002, Last Updated 2006)

Eight easy ways to protect your company data - and reputation (2008)

Early Warning Signs of IT Project Failure: The Dominant Dozen (2006)

How Vulnerable Is Your Information Technology? (2006)

Information Security, Supply Chain Management (SCM)

Beyond the Password: Tackling the challenge of data security for the global supply chain (2007)

Information Security, Privacy Laws & Regulation

Data Breach Kit: Five Steps to Help You Survive the Inevitable

International Data Protection and Privacy Law (2009)

Supply Chain Management (SCM)

Supply Chain Risk: Deal With It (2003)

New Face of Supply Chain Certification, The

Goal of the Lean Supply Chain: Seven steps to building a lean supply chain (2007)

Are the basics under control? A close look at supply chain management in Asia (2007)

Achieving World-Class Supply Chain Collaboration: Managing the Transformation (2007)

Strengthen Your Supply Chain, Protect Your Brand: Five elements to choosing a supply chain management program (2007)

Viewpoint -- China's Evolving Supply Chain (2007)

Services Supply Chain Management: An Untapped Opportunity (2008)

ABC: An Introduction to Supply Chain Management

Green Supply Chains Need Strategy -- Not Hype (2008)

Is It Time to Rethink Your Supply Chain Strategy? (Deloitte, 2010)

US Government Contracts

Mail and Wire Fraud Statutes, The (USAB, 2001)

Rule Would Require Ethics Policies for Big Contractors (Feb. 2007)

Government Contractors Must Take Early Compliance Steps (Feb. 2007)

Contracting with Federal Funds? You Need a Compliance Program (Jan. 2007)

Ten Commandments of Ethical Government Purchasing, The (2006)

Safe Harbors of Ethical Conduct Needed in Defense Procurement (2004)

New Rules of Contract Ethics (2006)

Better by FAR: New contracting ethics regulations will alter the playing field (August 6, 2007)

Federal Government Contract Overview (1999)

Discrimination/Accommodation

EEOC Age Rule Becomes Effective (2007)

EEO-1 Reports: What Do they Really Tell Us? (ABA, 2003)