Regulatory Intelligence by Michael Rasmussen: an Axentis Thought Leadership White Paper resource White Papers Member contributionOCEG Reviewed
"The old paradigm of regulatory change management is clearly a recipe for disaster given the volume, pace of change
OCEG for Technology marketing
Why is GRC important? blog
I have been blogging about what GRC is, advocating the definition developed by the Open Compliance and Ethics Group, OCEG (see this and subsequent posts). But, I haven’t really talked about why the concept of GRC has value.
Good Corporate Governance: Firm and Market Performance - An Empirical Review (OCEG Research) resource Research / Studies OCEG Reviewed
Model Audit Rule Implementation Guide (NAIC/AICPA, 2010) resource Books / Publications OCEG Reviewed
The NAIC/AICPA Working Group Executive Committee/Plenary has adopted as final the revisions to the Annual Financial Reporting Model Regulation (the Model Audit Rule). The proposed revisions relate to auditor independence, corporate governance, and internal control over financial reporting.
The Network Policy Management
- IT.22 - Policy Mgmt, Communication & Training
- M1. Context Monitoring
- P1. Proactive Actions & Controls
- I2. Communication
- M2. Performance Monitoring
- P2. Codes Of Conduct
- C3. Culture
- M3. Systemic Improvement
- P3. Policies
- R3. 3rd Party Inquiry & Investigation
- M4. Assurance
- P4. Education
- P5. Incentives
A Model of Maturity: The OCEG Corporate Governance Maturity Model (2007) resource Articles Member contributionOCEG Reviewed
This article describing the OCEG Corporate Governance Maturity Model first appeared in the March 2007 issue of Corporate Secretary Magazine and reflects the first draft of the model. Key messages from the article include:
easy2comply Risk Management software
easy2comply Risk Management software solution enables efficient operational/ enterprise risk management in order to improve business processes and performance and simplify regulatory compliance. easy2comply allows you to identify, measure, control and manage operational/ enterprise risk by documenting your processes, risks and controls, accumulating and quantifying loss events, and providing management insight via reports, dashboards, heat-maps, what-if simulations and remediation plans. The software provides a full set of functionality, best practices, built-in work flow and a decision support system for ORM optimization. easy2comply’s unique architecture enables building a common framework and repository for multiple GRC processes, while allowing each individual project to be managed separately according to its own time frame, functionality, methodology and work flow. easy2comply’s singular software architecture provides the technological basis for enabling GRC convergence and a truly integrated GRC framework.
- IT.12 - Finance/Treasury Risk Management
- IT.26 - Risk Management
Remarks Before the Mutual Fund Directors Forum Ninth Annual Policy Conference blog
Thank you, Al [Fichera], for that warm welcome. It is a pleasure to be speaking here today at the Ninth Annual Policy Conference of the Mutual Fund Directors Forum. The Forum has been at the forefront of fund governance since its creation and continues as an important voice for independent directors.
Third Party / Outsourcing group
Welcome to the Third Party / Outsourcing group. This group provides resources and discussion around issues related to management, risk and compliance for third party and outsourcing issues. We welcome participation in this group by any premium or enterprise OCEG member.
