GRC Capability and Processes

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ISO 14001:2004 - Environmental management systems -- Requirements with guidance for use (Purchase Site) resource Books / Publications Member contributionOCEG Reviewed

Abstract: ISO 14001:2004 specifies requirements for an environmental management system to enable an organization to develop and implement a policy and objectives which take into account legal requirements and other requirements to which the organization subscribes, and information about significant environmental aspects.

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ISO, 14000 Family of International Standards resource Books / Publications Member contributionOCEG Reviewed
The ISO 14000 family addresses Environmental Management. On this page you may download the chapters of the 2004 edition of the Brochure in PDF format, and see the latest listing of ISO 4000 family of standards, including drafts.
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International Organization for Standardization (ISO) resource Organizations & Associations Member contributionOCEG Reviewed

The International Organization for Standardization (ISO) is a network of the national standards institutes of 162 countries, on the basis of one member per country, with a Central Secretariat in Geneva, Switzerland, that coordinates the system.

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DOJ, Thompson Memo Federal Prosecution of Business Organizations resource Agency Guidances Member contributionOCEG Reviewed
DOJ’s revised Principles of Federal Prosecution of Business Organizations (Principles) to clarify that an organization’s efforts toward compliance and event exposure are considered by the DOJ when determining to proceed with prosecution, and to ascertain whether or not the employed corporate governance mechanisms "are truly effective rather than mere paper programs."
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Federal Sentencing Guideline Manual, 2006 (Complete Text with Links to Appendices) resource Agency Guidances Member contributionOCEG Reviewed
The 2006 Federal Sentencing Guidelines Manual (effective November 1, 2006) is available in several different formats to accomodate the most requested methods of use. These are HTML and Adobe .PDF (large file and broken into chapters) which can be viewed, downloaded or printed via the website and a PDA. version that can be downloaded for use on Palm OS and Pocket PC handhelds.
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Corporate Ethics and Sarbanes-Oxley (2003) resource Articles Member contributionOCEG Reviewed
An overview of codes of ethics and the issues to consider in implementing the new ethics disclosure rules written pursuant to Section 406 of the Sarbanes-Oxley Act. Posted by the Ethics Resource Center.
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Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003) resource White Papers Member contributionOCEG Reviewed

A white paper posted by the Securities and Exchange Commission.

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Enterprise Governance: Getting the Balance Right (2003) resource Research / Studies Member contributionOCEG Reviewed
Published and posted by the International Federation of Accountants (IFAC) this report discusses the concept of enterprise governance, providing case studies and recommendations regarding priority areas.
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COSO, Order page for the full text of the Enterprise Risk Management Integrated Framework (2004) resource Books / Publications Member contributionOCEG Reviewed

This is a purchase link for the full text of the Integrated Framework; all COSO publications are available through the American Institute of Certified Public Accountants.

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DHS, Risk Management Approaches to Protection (October 2005) resource Agency Guidances Member contributionOCEG Reviewed

A report by the National Infrastructure Advisory Council (NIAC) on the practices of risk quantification and modeling, risk tolerance, risk acceptance, and effective and ineffective risk management attributes. The NIAC is part of the Department of Homeland Security (DHS.)

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