GRC Capability and Processes | by OCEG the Open Compliance and Ethics Group

OCEG Contributed

OCEG One Minute Poll: Evaluate What?

OCEG 2008 Benchmarking Series Report: GRC Measurement and Metrics

OCEG 2008 Benchmarking Series Report: Enabling GRC with Technology

OCEG Critical Conversations: CAE at the Center

The Critical Role of Internal Audit in GRC: Assessing GRC Capability, Effectiveness and Performance to Drive Business Success

VISA GRC ACHIEVEMENT AWARD 2010 PRESENTATION

IIA Knowledge Briefing: Internal Auditing and the Foreign Corrupt Practices Act

Is Risk Management Failing? Fundamentals of GRC: Mastering Risk Assessment

Board Matters Quarterly, July 2007 Issue

How to Effectively Manage Internal Incidents

Ethics and Compliance Risk Management (LRN, 2007)

LRN approach to ethics and compliance education, The

LRN 2007 ethics and compliance risk management practices report

An Integrated Approach to Managing Governance, Risk, and Compliance (SAP, 2006)

CSR And Sustainability: Local Impacts Of Global Supply Chains (2007)

Keep your IM-using employees on a need-to-know basis (2007)

Risk Management Toolkit

ConsortiumInfo.org Standards MetaLibrary

OTS, Corporate Governance and Oversight by the Boards of Director Program (Examination Handbook, January 2009)

Why Corporate Defence Management is a Strategic Imperative (2006)

Association of Chartered Certified Accountants (ACCA) - Training & Careers

Institute of Management Accountants (IMA) Certification

ANSI - ISO Programs

Aligning People, Processes, and Technology for Effective Risk Management (IIA, 2008)

OECD Guidance Note, Compliance Risk Management: Managing and Improving Tax Compliance (2004)

Assessing, Managing Enterprise Risk: What it takes to manage virtual servers (2007)

Governance, Risk and Compliance Strategy Still a Priority (2008)

SBA, Expect the unexpected: Prepare your business for disaster (2007)

Board Evaluations - Deloitte's Center for Corporate Governance

Corporate Governance for Emerging Markets (2008)

Deloitte, Code of Ethics and Professional Conduct

NIST, Computer Security Incident Handling Guide (2008)

Australia, Building Better Governance (2008)

Treasury/OTS, Directors' Responsibilities Guide (2008)

FFIEC, Business Continuity Planning (2008)

Business Continuity Maturity Model® (BCMM®)

Basel Institute on Governance

EU, Company law and corporate governance: Commission takes action to ensure that 12 Member States implement EU laws (2008)

GAO, Government Auditing Standards (The Yellow Book)

OCEG Critical Conversations: CRO at the Center

OCEG Critical Conversations: CFO at the Center

LRN 2008 Risk Management Practices Report

AUTOMATING CONTROLS: Improve the Efficiency and Effectiveness of Your Program

ERM making inroads but still not mainstream: Study (2007)

IFAC, Managing Risk to Enhance Stakeholder Value (2002)

Identifying and Selecting the Right Risk Consultant (2007)

Standard of Good Practice for Information Security, The (ISF)

How to Survive (and Win) with Sarbanes-Oxley (2008)

Protecting Your Capital Against Risk (2007)

Observations on Risk Management Practices during the Recent Market Turbulence (March 2008)

Issues & Incident Investigations

Conducting a Risk Assessment for Governance, Risk & Compliance

Using Technology to Enable Governance, Risk & Compliance Processes

Workplace Violence - Sample Public Relations Statement

Corporate Governance Failures: What Went Wrong (OCEG Research)

COSO, Guidance Documents

ISO, 9000:2005: Quality management systems -- Fundamentals and vocabulary (Catalog Page)

World Bank, Accounting and Auditing Reports on the Observance of Standards and Codes (A&A ROSC)

Compliance v. Culture: Employees Judge Ethical Conduct in the Workplace (2007)

ARRA and Single Audits: Addressing the Risks and Challenges (2010)

Treasury Board of Canada Secretariat: Policy on Internal Audit (2009)

Treasury Board of Canada Secretariat Internal Audit Web Site

Canada, Preparing and Using Results-based Management and Accountability Frameworks (2010)

2011 Aon Global Risk Management Survey

Data Analytics Survey (2011)

Internal Audit Leads the Way to Performance Improvement (April 2011)

EU, European Commission's Site on Corporate Social Responsibility

CIPE Guide to Governance Reform: Strategic Planning for Emerging Markets (CIPE Partner Edition)

Nuts and Bolts: Building Your Third-Party FCPA Due Diligence Program (2010)

Which is Better: Outsourcing or Shared Services? (Deloitte, 2010)

NFPA, Standard on Disaster/Emergency Management and Business Continuity Programs (2010 Edition)

Federal Reserve, OCC, OTS, FDIC Issue Final Guidance on Incentive Compensation (June 21, 2010)

Executive Compensation Outlook (2010)

Chartered Accountants of Canada - Canadian Standards in Transition: IFRSs in Canada

Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)

USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)

SEC: Consolidated Audit Trail, Proposed Rule (June 2010)

An EU Framework for Cross-border Crisis Management in the Banking Sector, Commission Staff Working Document SEC (2009) 1407

EU, Consultation on Modernisation of the Directive 2004/109/EC (Transparency Requirements for Listed Companies) (May 2010)

EU, European Commission Prospectus Directive (Rev. 2009)

Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)

Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010

Governance Reform Central, Deloitte

Corporate Governance in Chile (Central Bank of Chile, 2003)

OECD, Latin American Corporate Governance Roundtable and Companies Circle

Board Structure and Price Informativeness (April 2010)

CEO Compensation and Board Structure (2008, Rev. 2010)

Monetary Authority Of Singapore: Code of Corporate Governance (2005)

Monetary Authority Of Singapore (MAS): Reports and Consultation Papers

Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010

Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules

ORSE, Observatoire sur la Responsibitie Societale des Entreprises (Study Center for Corporate Social Responsibility, English Version)

USSC, 2010 Federal Sentencing Guidelines Manual

Future of Finance: Driving Business Value Through Performance of the Finance Function (Ernst & Young, 2010)

OMB Circular A-133 Compliance Supplement March 2009

German Corporate Governance Code (as amended on May 26, 2010)

Government Commission of the German Corporate Governance Code

German Corporate Governance Code, Declarations of Conformity

Germany, Qualification of Supervisory Boards (2010)

Centre for Corporate Governance: Germany (Deloitte)

Member Contributed

Evaluating Governance, Risk & Compliance Performance

Code of Conduct

High-Performing Investigations Management

COSO, The Committee of Sponsoring Organizations of the Treadway Commission

SEC, Code of Ethics

DHS, Risk Management Approaches to Protection (October 2005)

COSO, Order page for the full text of the Enterprise Risk Management Integrated Framework (2004)

Enterprise Governance: Getting the Balance Right (2003)

Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)

Corporate Ethics and Sarbanes-Oxley (2003)

Federal Sentencing Guideline Manual, 2006 (Complete Text with Links to Appendices)

DOJ, Thompson Memo Federal Prosecution of Business Organizations

International Organization for Standardization (ISO)

ISO, 14000 Family of International Standards

ISO 14001:2004 - Environmental management systems -- Requirements with guidance for use (Purchase Site)

ISO 9000 essentials (9001:2008)

ISO Management Standards - Specific applications

ISO, Quality management principles

ISO 9001 Auditing Practices Group

ISO 9001 Accreditation Auditing Practices Group

ISO Code of Ethics

ISO Annual Reports

Nasdaq Stock Market, Inc.

Nasdaq Code of Conduct for the Board of Directors

Nasdaq, Summary of Corporate Governance Proposals

Nasdaq, Corporate Governance (2004)

NASD and NYSE Rulemaking: Relating to Corporate Governance (November 4, 2003)

NASDAQ Stock Market, Inc. Corporate Governance Guidelines for the Board of Directors

NASDAQ Legal and Compliance Page

NASDAQ, Corporate Governance Resources

New York Stock Exchange (NYSE)

New York Stock Exchange (NYSE) Listed Company Manual

New York Stock Exchange (NYSE), Corporate Governance

SEC, NYSE Rulemaking Page

SEC, Final Rule on Investment Corporate Governance, Commission response to remand by Court of Appeals (2005)

European Corporate Governance Institute (ECGI)

OECD Principles of Corporate Governance, as Revised (2004)

Organisation for Economic Co-operation and Development (OECD)

World Bank, Reports on the Observance and Standards of Codes (ROSC), Corporate Governance Topic Page

GAO Report: Highlights of GAO's Corporate Governance, Transparency, and Accountability Forum (2002)

Implementation of the Sarbanes-Oxley Act and Restoring Investor Confidence

USSC, Report of the Ad Hoc Advisory Group on the Organizations Sentencing Guidelines (2003)

Comptrollers Handbook, Office of the Comptroller of the Currency (OCC)

Fraud Prevention: An Investment No One Can Afford to Forego (2006)

Legal Compliance and Ethics Center, LRN

Leadership Through Progressive Enterprise Risk Assessment (2004)

Global Association of Risk Professionals (GARP)

Managing Risk: An Assessment of CEO Preparedness - Executive Summary (PriceWaterhouseCoopers, 2004)

Nonprofit Risk Management Center: Articles, Topical Index

Risk Magazine

Case for Compliance, The: An article from the American Bar Association (ABA, 2003)

Sarbanes-Oxley (SOX), Section 105: Investigations and Disciplinary Proceedings

IRS, Corporate Fraud - Criminal Investigation (CI)

DOJ, Prosecuting Corporate Crimes

SEC, Division of Enforcement

FRB, Effective Corporate Governance and the Role of Counsel, Federal Reserve Board

SEC, Office of the Chief Accountant (OCA)

SEC, International Reporting and Disclosure Issues in the Division of Corporation Finance

Turning a Deft Ear to Signs of Corporate Foul Play (NACD)

Sarbanes-Oxley 'Ax', The (2005)

Corporate Compliance Programs in the Aftermath of Sarbanes-Oxley (ABA)

Business Ethics and Compliance in the Sarbanes-Oxley Era (2003)

FRB, To the Officer in Charge of Supervision and Appropriate Supervisory and Examination Staff at each Federal Reserve Bank and to each Domestic and Foreign Banking Organization Supervised by the Federal Reserve (2002)

Public Company Accounting Oversight Board

Public Company Accounting Oversight Board: Standards Setting, Text of Auditing Standards and Standards Related Rules

SEC, Public Company Accounting Oversight Board: Releases Issued by the SEC on PCAOB Rule Proposals

Association of Certified Fraud Examiners (AFCE)

Business Ethics: A Manual for Managing a Responsible Business Enterprise in Emerging Market Economies (ITA)

DOJ, Fraud Section

GAO Forum on Governance and Accountability: Challenges to Restore Public Confidence in U.S. Corporate Governance and Accountability Systems (2003)

Corporate and Criminal Fraud Accountability Act: Sectional Analysis

Sarbanes-Oxley and ISO 9000 (2005)

ANSI-ASQ National Accreditation Board (ANAB)

Advisories: ANSI-ASQ National Accreditation Board (ANAB)

Center for Business Ethics

Harvard University Center for Ethics and the Professions

Ethics Institutions by Location

Business Ethics Primer

Complete Guide to Ethics Management: An Ethics Toolkit for Managers

Ethics Education Resource Center

Ethics Handbook: Building Ethical Leaders

E-businessethics.com

Markkula Center for Applied Ethics, Santa Clara University

PG&E Corporation - Ethics Compliance

Raytheon Business Ethics and Compliance Home Page

Boeing Ethics Page: Education and Awareness

Business Ethics at the Wharton School, University of Pennsylvania

Ethics Updates: Computing and Ethics, University of San Diego

Ethics Updates: Environmental Ethics, University of San Diego

Corporate Governance Education and Training, Business.com

Global Executive: Business Education from Economist.com

Compliance Training & Education, Bobsguide.com

American National Standards Institute (ANSI): Training and Education Section

American National Standards Institute (ANSI): University Outreach Program

Institute of Quality Assurance Training and Events

NC State University: ISO Quality Systems Education Page

ISO Certification: Choosing a certification body

Underwriters Laboratories UL University Training Center

Advisory Group on Organizational Guidelines to the United States Sentencing Commission

Compliance Programs, Codes of Conduct, Whistleblowers and Hotlines (2004)