OCEG | Open Compliance and Ethics Group
Log In
My Shopping Cart
Search
Standards
Tools and services
Education
Certification
Resources
Community
Events
Store
Join
About
GRC Capability and Processes
Order by:
Recent
/
Featured
/
Alphabetical
/
Popularity
Group by:
Type
/
Industry
/
Location
/
Contributed
/
Risk area
OCEG Contributed
OCEG One Minute Poll: Evaluate What?
OCEG 2008 Benchmarking Series Report: GRC Measurement and Metrics
OCEG 2008 Benchmarking Series Report: Enabling GRC with Technology
OCEG Critical Conversations: CAE at the Center
The Critical Role of Internal Audit in GRC: Assessing GRC Capability, Effectiveness and Performance to Drive Business Success
VISA GRC ACHIEVEMENT AWARD 2010 PRESENTATION
IIA Knowledge Briefing: Internal Auditing and the Foreign Corrupt Practices Act
Is Risk Management Failing? Fundamentals of GRC: Mastering Risk Assessment
Board Matters Quarterly, July 2007 Issue
How to Effectively Manage Internal Incidents
Ethics and Compliance Risk Management (LRN, 2007)
LRN approach to ethics and compliance education, The
LRN 2007 ethics and compliance risk management practices report
An Integrated Approach to Managing Governance, Risk, and Compliance (SAP, 2006)
CSR And Sustainability: Local Impacts Of Global Supply Chains (2007)
Keep your IM-using employees on a need-to-know basis (2007)
Risk Management Toolkit
ConsortiumInfo.org Standards MetaLibrary
OTS, Corporate Governance and Oversight by the Boards of Director Program (Examination Handbook, January 2009)
Why Corporate Defence Management is a Strategic Imperative (2006)
Association of Chartered Certified Accountants (ACCA) - Training & Careers
Institute of Management Accountants (IMA) Certification
ANSI - ISO Programs
Aligning People, Processes, and Technology for Effective Risk Management (IIA, 2008)
OECD Guidance Note, Compliance Risk Management: Managing and Improving Tax Compliance (2004)
Assessing, Managing Enterprise Risk: What it takes to manage virtual servers (2007)
Governance, Risk and Compliance Strategy Still a Priority (2008)
SBA, Expect the unexpected: Prepare your business for disaster (2007)
Board Evaluations - Deloitte's Center for Corporate Governance
Corporate Governance for Emerging Markets (2008)
Deloitte, Code of Ethics and Professional Conduct
NIST, Computer Security Incident Handling Guide (2008)
Australia, Building Better Governance (2008)
Treasury/OTS, Directors' Responsibilities Guide (2008)
FFIEC, Business Continuity Planning (2008)
Business Continuity Maturity Model® (BCMM®)
Basel Institute on Governance
EU, Company law and corporate governance: Commission takes action to ensure that 12 Member States implement EU laws (2008)
GAO, Government Auditing Standards (The Yellow Book)
OCEG Critical Conversations: CRO at the Center
OCEG Critical Conversations: CFO at the Center
LRN 2008 Risk Management Practices Report
AUTOMATING CONTROLS: Improve the Efficiency and Effectiveness of Your Program
ERM making inroads but still not mainstream: Study (2007)
IFAC, Managing Risk to Enhance Stakeholder Value (2002)
Identifying and Selecting the Right Risk Consultant (2007)
Standard of Good Practice for Information Security, The (ISF)
How to Survive (and Win) with Sarbanes-Oxley (2008)
Protecting Your Capital Against Risk (2007)
Observations on Risk Management Practices during the Recent Market Turbulence (March 2008)
Issues & Incident Investigations
Conducting a Risk Assessment for Governance, Risk & Compliance
Using Technology to Enable Governance, Risk & Compliance Processes
Workplace Violence - Sample Public Relations Statement
Corporate Governance Failures: What Went Wrong (OCEG Research)
COSO, Guidance Documents
ISO, 9000:2005: Quality management systems -- Fundamentals and vocabulary (Catalog Page)
World Bank, Accounting and Auditing Reports on the Observance of Standards and Codes (A&A ROSC)
Compliance v. Culture: Employees Judge Ethical Conduct in the Workplace (2007)
ARRA and Single Audits: Addressing the Risks and Challenges (2010)
Treasury Board of Canada Secretariat: Policy on Internal Audit (2009)
Treasury Board of Canada Secretariat Internal Audit Web Site
Canada, Preparing and Using Results-based Management and Accountability Frameworks (2010)
2011 Aon Global Risk Management Survey
Data Analytics Survey (2011)
Internal Audit Leads the Way to Performance Improvement (April 2011)
EU, European Commission's Site on Corporate Social Responsibility
CIPE Guide to Governance Reform: Strategic Planning for Emerging Markets (CIPE Partner Edition)
Nuts and Bolts: Building Your Third-Party FCPA Due Diligence Program (2010)
Which is Better: Outsourcing or Shared Services? (Deloitte, 2010)
NFPA, Standard on Disaster/Emergency Management and Business Continuity Programs (2010 Edition)
Federal Reserve, OCC, OTS, FDIC Issue Final Guidance on Incentive Compensation (June 21, 2010)
Executive Compensation Outlook (2010)
Chartered Accountants of Canada - Canadian Standards in Transition: IFRSs in Canada
Final Guidance on Sound Incentive Compensation Policies (June 25, 2010)
USSC, Amendments to the Sentencing Guidelines - Reader Friendly Version of Amendments (Aprill 28, 2011)
SEC: Consolidated Audit Trail, Proposed Rule (June 2010)
An EU Framework for Cross-border Crisis Management in the Banking Sector, Commission Staff Working Document SEC (2009) 1407
EU, Consultation on Modernisation of the Directive 2004/109/EC (Transparency Requirements for Listed Companies) (May 2010)
EU, European Commission Prospectus Directive (Rev. 2009)
Corporate Governance and Executive Compensation Provisions of the Dodd-Frank Act (July 2010)
Brief Summary of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010
Governance Reform Central, Deloitte
Corporate Governance in Chile (Central Bank of Chile, 2003)
OECD, Latin American Corporate Governance Roundtable and Companies Circle
Board Structure and Price Informativeness (April 2010)
CEO Compensation and Board Structure (2008, Rev. 2010)
Monetary Authority Of Singapore: Code of Corporate Governance (2005)
Monetary Authority Of Singapore (MAS): Reports and Consultation Papers
Consultation Paper on Corporate Governance Regulations and Guidelines, Monetary Authority of Singapore, March 2010
Asian Corporate Governance Association (ACGA) - Singapore Codes and Rules
ORSE, Observatoire sur la Responsibitie Societale des Entreprises (Study Center for Corporate Social Responsibility, English Version)
USSC, 2010 Federal Sentencing Guidelines Manual
Future of Finance: Driving Business Value Through Performance of the Finance Function (Ernst & Young, 2010)
OMB Circular A-133 Compliance Supplement March 2009
German Corporate Governance Code (as amended on May 26, 2010)
Government Commission of the German Corporate Governance Code
German Corporate Governance Code, Declarations of Conformity
Germany, Qualification of Supervisory Boards (2010)
Centre for Corporate Governance: Germany (Deloitte)
1
2
next ›
last »
Member Contributed
Evaluating Governance, Risk & Compliance Performance
Code of Conduct
High-Performing Investigations Management
COSO, The Committee of Sponsoring Organizations of the Treadway Commission
SEC, Code of Ethics
DHS, Risk Management Approaches to Protection (October 2005)
COSO, Order page for the full text of the Enterprise Risk Management Integrated Framework (2004)
Enterprise Governance: Getting the Balance Right (2003)
Sarbanes-Oxley Sections 302 & 404: A White Paper Proposing Practical, Cost Effective Compliance Strategies (April 2003)
Corporate Ethics and Sarbanes-Oxley (2003)
Federal Sentencing Guideline Manual, 2006 (Complete Text with Links to Appendices)
DOJ, Thompson Memo Federal Prosecution of Business Organizations
International Organization for Standardization (ISO)
ISO, 14000 Family of International Standards
ISO 14001:2004 - Environmental management systems -- Requirements with guidance for use (Purchase Site)
ISO 9000 essentials (9001:2008)
ISO Management Standards - Specific applications
ISO, Quality management principles
ISO 9001 Auditing Practices Group
ISO 9001 Accreditation Auditing Practices Group
ISO Code of Ethics
ISO Annual Reports
Nasdaq Stock Market, Inc.
Nasdaq Code of Conduct for the Board of Directors
Nasdaq, Summary of Corporate Governance Proposals
Nasdaq, Corporate Governance (2004)
NASD and NYSE Rulemaking: Relating to Corporate Governance (November 4, 2003)
NASDAQ Stock Market, Inc. Corporate Governance Guidelines for the Board of Directors
NASDAQ Legal and Compliance Page
NASDAQ, Corporate Governance Resources
New York Stock Exchange (NYSE)
New York Stock Exchange (NYSE) Listed Company Manual
New York Stock Exchange (NYSE), Corporate Governance
SEC, NYSE Rulemaking Page
SEC, Final Rule on Investment Corporate Governance, Commission response to remand by Court of Appeals (2005)
European Corporate Governance Institute (ECGI)
OECD Principles of Corporate Governance, as Revised (2004)
Organisation for Economic Co-operation and Development (OECD)
World Bank, Reports on the Observance and Standards of Codes (ROSC), Corporate Governance Topic Page
GAO Report: Highlights of GAO's Corporate Governance, Transparency, and Accountability Forum (2002)
Implementation of the Sarbanes-Oxley Act and Restoring Investor Confidence
USSC, Report of the Ad Hoc Advisory Group on the Organizations Sentencing Guidelines (2003)
Comptrollers Handbook, Office of the Comptroller of the Currency (OCC)
Fraud Prevention: An Investment No One Can Afford to Forego (2006)
Legal Compliance and Ethics Center, LRN
Leadership Through Progressive Enterprise Risk Assessment (2004)
Global Association of Risk Professionals (GARP)
Managing Risk: An Assessment of CEO Preparedness - Executive Summary (PriceWaterhouseCoopers, 2004)
Nonprofit Risk Management Center: Articles, Topical Index
Risk Magazine
Case for Compliance, The: An article from the American Bar Association (ABA, 2003)
Sarbanes-Oxley (SOX), Section 105: Investigations and Disciplinary Proceedings
IRS, Corporate Fraud - Criminal Investigation (CI)
DOJ, Prosecuting Corporate Crimes
SEC, Division of Enforcement
FRB, Effective Corporate Governance and the Role of Counsel, Federal Reserve Board
SEC, Office of the Chief Accountant (OCA)
SEC, International Reporting and Disclosure Issues in the Division of Corporation Finance
Turning a Deft Ear to Signs of Corporate Foul Play (NACD)
Sarbanes-Oxley 'Ax', The (2005)
Corporate Compliance Programs in the Aftermath of Sarbanes-Oxley (ABA)
Business Ethics and Compliance in the Sarbanes-Oxley Era (2003)
FRB, To the Officer in Charge of Supervision and Appropriate Supervisory and Examination Staff at each Federal Reserve Bank and to each Domestic and Foreign Banking Organization Supervised by the Federal Reserve (2002)
Public Company Accounting Oversight Board
Public Company Accounting Oversight Board: Standards Setting, Text of Auditing Standards and Standards Related Rules
SEC, Public Company Accounting Oversight Board: Releases Issued by the SEC on PCAOB Rule Proposals
Association of Certified Fraud Examiners (AFCE)
Business Ethics: A Manual for Managing a Responsible Business Enterprise in Emerging Market Economies (ITA)
DOJ, Fraud Section
GAO Forum on Governance and Accountability: Challenges to Restore Public Confidence in U.S. Corporate Governance and Accountability Systems (2003)
Corporate and Criminal Fraud Accountability Act: Sectional Analysis
Sarbanes-Oxley and ISO 9000 (2005)
ANSI-ASQ National Accreditation Board (ANAB)
Advisories: ANSI-ASQ National Accreditation Board (ANAB)
Center for Business Ethics
Harvard University Center for Ethics and the Professions
Ethics Institutions by Location
Business Ethics Primer
Complete Guide to Ethics Management: An Ethics Toolkit for Managers
Ethics Education Resource Center
Ethics Handbook: Building Ethical Leaders
E-businessethics.com
Markkula Center for Applied Ethics, Santa Clara University
PG&E Corporation - Ethics Compliance
Raytheon Business Ethics and Compliance Home Page
Boeing Ethics Page: Education and Awareness
Business Ethics at the Wharton School, University of Pennsylvania
Ethics Updates: Computing and Ethics, University of San Diego
Ethics Updates: Environmental Ethics, University of San Diego
Corporate Governance Education and Training, Business.com
Global Executive: Business Education from Economist.com
Compliance Training & Education, Bobsguide.com
American National Standards Institute (ANSI): Training and Education Section
American National Standards Institute (ANSI): University Outreach Program
Institute of Quality Assurance Training and Events
NC State University: ISO Quality Systems Education Page
ISO Certification: Choosing a certification body
Underwriters Laboratories UL University Training Center
Advisory Group on Organizational Guidelines to the United States Sentencing Commission
Compliance Programs, Codes of Conduct, Whistleblowers and Hotlines (2004)
All Access Pass
Related terms
Employment / Labor
Environmental
Financial Assurance
Fraud & Corruption
Government Affairs - US
Government Contracts
GRC Capability and Processes
Information Management
Public Sector
Sub-topics
Investigations
Audit & Evaluation
GRC Planning and Organization
Risk Assessment
Training & Education
GRC Technology
Crisis Management & Response
Ethical Culture
Governance
Helplines/Hotlines
Featured OCEG Programs
GRC Fundamentals on Demand